Broker Dealer Indifference
- smalladvisorsunite
- Jul 16, 2021
- 1 min read
Updated: Jul 19, 2021
Broker Dealers seem quite casual, if not indifferent, to informing RIA clients that they have terminated the contract with their advisor. Almost like telling a motorist he left his car lights on. Broker Dealers refer to these individuals as account holders, while RIA's refer to them as clients. If you ask a compliance person at a Broker Dealer how the recipients of the notice of termination are likely to "feel" after receiving notice, they will show you that they have not given the matter much thought, and really don't care.
Unlock the thrill with world777 by using your unique world777 ID and secure world777 login. Once logged in, your world777 becomes your entry into a world of high-energy casino games and live sports betting. Completing your world777 login means you’re ready to explore immersive gaming, instant withdrawals and sharp odds. With your world777 ID verified and your world777 login secured, you’re equipped to dive into fast-paced action, solid rewards and seamless transactions on the go. Join now, use your world777 login and watch your world777 ID take you into the next level of gaming excitement.
Team world777
https://world777.net.in/