The SEC busted some more RIA’s: Berthel Fisher & Company Financial Services Inc. and Regal Investment Advisors, LLC. Their ADV’a listed Schwab as a Broker Dealer/Custodian. Do you think Schwab booted them off the platform and sent letters to the account holders?
First class passengers on the Titanic were given space on lifeboats while steerage passengers drowned. Did not matter if the first class passengers were old and near the end or the steerage passengers were children. It was all about money!
I am tracking this now. I mean to expose Schwab for what they are - a ruthless bully.